I spe­cialise in cor­po­rate & com­mer­cial law and cap­i­tal rais­ing. With a back­ground in bank­ing law where I was the chief legal offi­cer and a com­pa­ny sec­re­tary for an inter­na­tion­al bank.

I have been in pri­vate legal prac­tice in the finan­cial ser­vices indus­try in my own firm since 2002. In that time I have devel­oped a sig­nif­i­cant fol­low­ing of clients in the cor­po­rate advi­so­ry and cap­i­tal rais­ing areas, my prac­tice also includes many areas of gen­er­al com­mer­cial law. This unique com­bi­na­tion adds sig­nif­i­cant depth to Swaab’s cor­po­rate and com­mer­cial practice. 

Expe­rtise

  • Com­mer­cial Finance
  • Cor­po­rate

Sec­tors

  • Finan­cial Services
  • Pri­vate Clients & Fam­i­ly Businesses
  • Ser­vices Pro­fes­sion­al & Non-professional

Expe­ri­ence

My recent expe­ri­ence includes:

  • $500 mil­lion US$ note issue by major ASX list­ed infra­struc­ture company
  • $100 mil­lion plus Accel­er­at­ed rights Enti­tle­ment Offer for ASX list­ed resource company
  • Var­i­ous under­writ­ten and non-under­writ­ten cap­i­tal rais­ings (IPO, rights issues, place­ments, secu­ri­ty pur­chase plans and con­vert­ible note issues) total­ing in excess of $2 bil­lion for ASX list­ed companies
  • Aus­tralian Finan­cial Ser­vices Licence appli­ca­tions and amend­ment of licence conditions
  • Unwind­ing of long estab­lished pri­vate com­pa­ny with assets in excess of $50 mil­lion and res­o­lu­tion of con­tentious share­hold­er disputes
  • Due Dili­gence to sup­port merg­ers and acquisitions
  • Cor­po­rate inves­ti­ga­tion and Reports
  • Estab­lish­ment of var­i­ous com­pa­nies includ­ing share­hold­er agree­ments, joint devel­op­ment agree­ments and similar
  • Rep­re­sen­ta­tion of for­eign shareholders
  • Res­o­lu­tion of com­plex con­trac­tu­al disputes
  • Set­tle­ment of var­i­ous share­hold­er disputes
  • Devel­op­ment of finan­cial prod­ucts in Aus­tralia and Asia: invest­ment prod­ucts, trans­ac­tion ser­vices prod­ucts and pay­ment platforms
  • Var­i­ous prop­er­ty trans­ac­tions; acqui­si­tions, dis­pos­als, sub­di­vi­sion and leases
  • Cor­po­rate gov­er­nance and compliance
  • Board best practice
  • ASX list­ing rules
  • Equi­ty cap­i­tal mar­kets trans­ac­tions includ­ing IPOs
  • Debt financ­ing
  • Merg­ers & acquisitions
  • Finan­cial ser­vices indus­try regulation
  • Finan­cial prod­uct development
  • For­ma­tion and restruc­ture of for­eign banks in Australia
  • Merg­er of ASX list­ed companies

Roles, mem­ber­ships and education

  • Mem­ber: Law Soci­ety of New South Wales
  • Fel­low: Aus­tralian Insti­tute of Com­pa­ny Directors
  • Fel­low: Gov­er­nance Insti­tute of Australia
  • Fel­low: Insti­tute of char­tered sec­re­taries and administrators
  • BJuris. Bach­e­lor of Jurisprudence
  • LLB: Bach­e­lor of Law
  • Grad Dip CM: Grad­u­ate Diplo­ma of Cor­po­rate Management
  • AICD Com­pa­ny Direc­tors Course
  • Solic­i­tor and Notary Public

Direct Contact

Publications

Nav­i­gat­ing Pri­or­i­ty Dis­putes under the PPSR: Path­ways and con­sid­er­a­tions for Secured Parties

The Per­son­al Prop­er­ty Secu­ri­ties Reg­is­ter (PPSR) serves as a vital frame­work for estab­lish­ing and pro­tect­ing inter­ests in per­son­al prop­er­ty in Aus­tralia…

Direc­tors’ Access to Com­pa­ny Books: Nav­i­gat­ing Statu­to­ry & Com­mon Law Require­ments in Australia

To man­age a com­pa­ny and dis­charge their duties, direc­tors need access to com­pa­ny infor­ma­tion. Ten­sion between direc­tors can arise about what…

ABRS’ Loom­ing Direc­tor ID Dead­line – Apply before 30 Novem­ber 2022

The 30 Novem­ber dead­line for exist­ing direc­tors to apply for a direc­tor iden­ti­fi­ca­tion num­ber (Direc­tor ID) is creep­ing clos­er – don’t…

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